SFC Licences of LU Shen 盧慎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 02 December 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 02 December 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 02 December 2022
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 20 March 2014 27 October 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 20 March 2014 27 October 2015