SFC Licences of LIU Guangming 劉廣明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Amrita Capital Limited 安利達資本有限公司	RO	9	07 July 2022
Amrita Capital Limited 安利達資本有限公司	RO	4	07 July 2022
Sumo Asset Management Limited 盛門資產管理有限公司	RO	9	20 September 2021	17 May 2022
Sumo Asset Management Limited 盛門資產管理有限公司	RO	4	20 September 2021	17 May 2022
Sumo Asset Management Limited 盛門資產管理有限公司	RE	9	20 September 2021	20 September 2021
Sumo Asset Management Limited 盛門資產管理有限公司	RE	4	20 September 2021	20 September 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	2	12 September 2019	31 March 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	1	10 May 2019	31 March 2020
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	1	22 March 2018	05 October 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	9	17 March 2017	31 March 2020
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	4	17 March 2017	31 March 2020
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	1	03 October 2016	22 March 2018
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	03 October 2016	03 July 2017
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	9	03 October 2016	17 March 2017
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	4	03 October 2016	17 March 2017
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	9	19 March 2014	29 April 2016
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	4	19 March 2014	29 April 2016