SFC Licences of POON Shing Chi 潘承智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 27 April 2021 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 27 April 2021 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 27 April 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 10 February 2017 | 16 April 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 03 March 2016 | 16 April 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 March 2016 | 16 April 2021 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 9 | 29 December 2014 | 29 January 2016 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 29 December 2014 | 29 January 2016 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 26 March 2014 | 29 January 2016 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 26 March 2014 | 29 January 2016 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 26 March 2014 | 29 January 2016 |