SFC Licences of SHEN Hui 沈卉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 December 2020 | 22 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 21 December 2020 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 21 December 2020 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 December 2020 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 30 August 2018 | 10 November 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 11 September 2017 | 10 November 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 15 November 2016 | 10 November 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 15 November 2016 | 10 November 2020 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 19 August 2016 | 19 October 2016 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 19 August 2016 | 19 October 2016 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 31 March 2014 | 19 October 2016 |