SFC Licences of SHEN Hui 沈卉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 21 December 2020
CLSA Limited 中信里昂證券有限公司 RE 1 21 December 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 21 December 2020
CLSA Limited 中信里昂證券有限公司 RE 4 21 December 2020 22 July 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 30 August 2018 10 November 2020
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 11 September 2017 10 November 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 15 November 2016 10 November 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 15 November 2016 10 November 2020
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 19 August 2016 19 October 2016
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 19 August 2016 19 October 2016
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 31 March 2014 19 October 2016