SFC Licences of WONG Siu On 黃兆安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ABCI Capital Limited 農銀國際融資有限公司	RE	6	10 January 2024
ABCI Capital Limited 農銀國際融資有限公司	RE	1	10 January 2024
Guotai Junan Capital Limited 國泰君安融資有限公司	RO	6	29 December 2021	31 August 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	03 November 2021	31 August 2022
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	03 November 2021	29 December 2021
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司	RO	6	31 January 2019	09 September 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	22 November 2017	09 September 2021
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司	RE	6	22 November 2017	31 January 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	11 March 2016	21 September 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	11 March 2016	21 September 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	11 March 2016	21 September 2017
Goldin Financial Limited 高銀融資有限公司	RE	6	23 March 2015	26 February 2016
FDB Financial Group Limited 灃展金融集團有限公司	RE	6	09 April 2014	23 February 2015