SFC Licences of CHEN Shuo Steve 陳碩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HBM Partners Hong Kong Limited RO 9 07 January 2021
HBM Partners Hong Kong Limited RO 4 07 January 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 02 September 2019 25 September 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 02 September 2019 25 September 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 29 April 2014 08 May 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 29 April 2014 08 May 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 29 April 2014 06 August 2018