SFC Licences of CHEN Shuo Steve 陳碩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HBM Partners Hong Kong Limited | RO | 9 | 07 January 2021 | |
| HBM Partners Hong Kong Limited | RO | 4 | 07 January 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 02 September 2019 | 25 September 2019 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 02 September 2019 | 25 September 2019 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 29 April 2014 | 08 May 2019 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 29 April 2014 | 08 May 2019 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 29 April 2014 | 06 August 2018 |