SFC Licences of LIU Yihe 劉一賀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RO	9	30 October 2023
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RO	4	30 October 2023
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RE	9	08 August 2023	30 October 2023
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RE	4	08 August 2023	30 October 2023
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	08 April 2022	26 June 2023
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RE	9	02 November 2021	13 January 2022
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司	RE	4	02 November 2021	13 January 2022
AJ Asset Management Limited 安捷資產管理有限公司	RO	4	23 December 2020	26 October 2021
AJ Asset Management Limited 安捷資產管理有限公司	RE	9	23 December 2020	26 October 2021
AJ SECURITIES LIMITED 安捷證券有限公司	RO	4	20 September 2018	23 December 2020
AJ SECURITIES LIMITED 安捷證券有限公司	RE	1	17 April 2018	26 October 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	14 May 2015	10 May 2017
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	16 June 2014	29 April 2015