SFC Licences of TING Wan Yam 丁尹音
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 | RE | 4 | 18 October 2023 | |
| uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 18 October 2023 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 27 December 2019 | 18 August 2023 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 27 December 2019 | 18 August 2023 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 16 June 2015 | 22 September 2019 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 16 June 2015 | 22 September 2019 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 26 March 2015 | 04 June 2015 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 19 June 2014 | 04 June 2015 |