Licences of SFC licenceholder BDO592 SUNDARESAN Balasubramanian

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 09 December 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 1, 2 11 October 2016 06 October 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 1 22 July 2016 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 16 June 2014 06 October 2019
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司
RE 2 16 June 2014 10 October 2016