SFC Licences of SUEN Wai Kin 孫暐健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 08 May 2020 | 08 May 2020 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 18 March 2020 | 08 May 2020 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 4 | 18 March 2020 | 08 May 2020 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RO | 1 | 15 October 2019 | 08 May 2020 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 | RE | 9 | 01 March 2019 | 08 May 2020 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 13 September 2018 | 01 March 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 24 June 2014 | 01 August 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 June 2014 | 01 August 2018 |