SFC Licences of DAI Yayun 戴雅韵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
M3 Capital Partners (HK) Limited | RE | 4 | 16 July 2020 | |
M3 Capital Partners (HK) Limited | RE | 1 | 15 June 2020 | |
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 06 September 2017 | 30 April 2020 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 April 2016 | 05 September 2017 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 02 July 2014 | 21 December 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 02 July 2014 | 21 December 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 02 July 2014 | 21 December 2015 |