SFC Licences of LI Mengxuan 李夢旋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 22 March 2019 | |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 22 March 2019 | |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 22 March 2019 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 07 July 2014 | 25 September 2015 |