SFC Licences of HO Kwun Kui Clarence 何冠駒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Neutral Financial Holding Company Limited 中和金控有限公司 RE 9 29 November 2017 31 January 2018
Neutral Financial Holding Company Limited 中和金控有限公司 RE 4 29 November 2017 31 January 2018
Merrill Lynch (Asia Pacific) Limited RE 1 28 July 2014 23 August 2016
Merrill Lynch (Asia Pacific) Limited RE 4 28 July 2014 23 August 2016
Merrill Lynch (Asia Pacific) Limited RE 6 28 July 2014 23 August 2016
Merrill Lynch Far East Limited RE 1 28 July 2014 23 August 2016
Merrill Lynch Far East Limited RE 4 28 July 2014 23 August 2016
Merrill Lynch Far East Limited RE 6 28 July 2014 23 August 2016