SFC Licences of LAU Pong Wong 劉邦鍠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	11 December 2023
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司	RE	1	29 January 2021
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	29 January 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	2	29 January 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	29 January 2021
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	10 April 2017	17 January 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	10 April 2017	17 January 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	03 February 2016	02 April 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	17 December 2015	02 April 2017
KGI Wealth Management Limited 凱基財富管理有限公司	RE	1	17 December 2015	02 April 2017
Chief Securities Limited 致富證券有限公司	RE	1	10 July 2014	20 November 2015