SFC Licences of POON Chung Keung 潘宗強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RO | 1 | 12 April 2021 | |
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 1 | 19 September 2017 | 12 April 2021 |
ABN AMRO Clearing Hong Kong Limited | RE | 1 | 03 November 2014 | 31 August 2017 |
ABN AMRO Financial Products Limited | RE | 1 | 16 July 2014 | 31 March 2015 |