SFC Licences of SU Xiqiang 蘇細強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanxi Securities International Futures Limited 山證國際期貨有限公司 RO 2 04 June 2020 01 June 2021
Shanxi Securities International Limited 山證國際證券有限公司 RO 1 04 June 2020 01 June 2021
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 5 04 June 2020 01 June 2021
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 4 04 June 2020 01 June 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 1 04 November 2014 01 February 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 4 04 November 2014 01 February 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 16 July 2014 01 February 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 16 July 2014 01 February 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 16 July 2014 04 November 2014
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 16 July 2014 04 November 2014