SFC Licences of CHAN Alex King Fai 陳敬輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 | RO | 9 | 08 December 2021 | |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 | RO | 4 | 08 December 2021 | |
| Brookfield Advisors (Hong Kong) Limited | RO | 4 | 10 December 2018 | 29 November 2019 |
| Brookfield Advisors (Hong Kong) Limited | RO | 1 | 10 December 2018 | 29 November 2019 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RO | 9 | 29 September 2016 | 29 June 2018 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RO | 4 | 29 September 2016 | 29 June 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 December 2015 | 23 August 2016 |
| Smart Empire Asset Management Limited 明堡資產管理有限公司 | RO | 9 | 10 October 2014 | 01 November 2015 |