SFC Licences of SIM Jeong Soo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Segantii Capital Management Limited | RE | 9 | 18 June 2021 | 28 July 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 29 November 2016 | 27 March 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 August 2014 | 30 August 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 11 August 2014 | 30 August 2019 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 11 August 2014 | 22 November 2016 |