SFC licenceholder BEB409 CHAN Kiu Kwong 陳喬光

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 16 November 2018
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 16 November 2018
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 04 July 2018 10 November 2018
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE [1] (Dealing in Securities) 10 April 2018 10 November 2018
Ample Capital Limited 豐盛融資有限公司 RE [6] (Advising on Corporate Finance) 09 June 2017 15 February 2018
China Everbright Capital Limited 中國光大融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 13 July 2015 18 May 2017
ZZCI Corporate Finance Limited 中植資本企業融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 30 September 2014 17 June 2015