SFC Licences of CHAN Kiu Kwong 陳喬光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 1 15 March 2021 05 February 2023
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 6 16 November 2018 05 February 2023
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 16 November 2018 13 June 2022
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RE 6 04 July 2018 10 November 2018
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RE 1 04 July 2018 10 November 2018
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 10 April 2018 10 November 2018
Ample Capital Limited 豐盛融資有限公司 RE 6 09 June 2017 15 February 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 6 13 July 2015 18 May 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 1 13 July 2015 18 May 2017
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 30 September 2014 17 June 2015
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 30 September 2014 17 June 2015
Neutral Financial Holding Company Limited 中和金控有限公司 RE 9 30 September 2014 17 June 2015