SFC Licences of LI Sui Ki 李瑞祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 21 September 2021 | 27 February 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 September 2021 | 27 February 2024 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 July 2015 | 27 March 2019 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 02 September 2014 | 31 March 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 02 September 2014 | 31 March 2015 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 02 September 2014 | 31 March 2015 |