SFC Licences of KIM Dong Chan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 04 September 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 September 2014 22 September 2020
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 September 2014 22 September 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 01 September 2014 22 September 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 01 September 2014 22 September 2020