SFC Licences of YEUNG Yi Yam 楊宜鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 09 May 2019 | 08 March 2024 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 24 February 2015 | 30 November 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 September 2014 | 30 November 2015 |