SFC Licences of SISSO Xavier Paul Axel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 August 2019 | 31 May 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 16 August 2019 | 31 May 2023 |
Natixis Asia Limited | RE | 2 | 24 July 2017 | 21 June 2019 |
Natixis Asia Limited | RE | 1 | 24 July 2017 | 21 June 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 10 September 2014 | 06 June 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 September 2014 | 06 June 2017 |