SFC Licences of BROWN Ashley James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 08 July 2019 | 12 November 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 July 2019 | 12 November 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 05 March 2018 | 30 April 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 September 2014 | 30 April 2019 |