SFC Licences of ZHU Xiaotian 祝驍天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 13 September 2021 | 11 March 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 13 September 2021 | 11 March 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 13 September 2021 | 11 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 13 September 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 September 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 September 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 03 July 2018 | 07 July 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 July 2018 | 07 July 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 July 2018 | 07 July 2021 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 03 October 2014 | 03 June 2018 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 03 October 2014 | 03 June 2018 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 03 October 2014 | 03 June 2018 |