SFC Licences of TAM Wai Lun 譚偉倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 4 | 02 January 2024 | |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 02 January 2024 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 02 June 2023 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RO | 2 | 02 June 2023 | |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 21 August 2018 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 02 June 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 January 2016 | 02 June 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 January 2016 | 02 October 2017 |