SFC licenceholder BEM366 XIE Yanqi 謝彥琦

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 August 2020

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE [9] (Asset Management) 02 June 2020
CMB International Securities Limited 招銀國際證券有限公司 RE [1] (Dealing in Securities) 24 September 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE [1] (Dealing in Securities) 28 September 2017 13 July 2018
ICBC International Capital Limited 工銀國際融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 17 November 2014 13 July 2018