SFC Licences of XIE Yanqi 謝彥琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 02 June 2020 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 September 2018 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 28 September 2017 | 13 July 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 17 November 2014 | 13 July 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 17 November 2014 | 13 July 2018 |