SFC licenceholder BEM932 BLOXHAM Thomas Charles
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 15 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 21 November 2014 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | [1] (Dealing in Securities) | 21 November 2014 |