SFC Licences of QUEK Lye King Royston 郭來欽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 14 June 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 25 February 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 September 2018 25 February 2019
Haitong International Capital Limited 海通國際資本有限公司 RE 6 28 September 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 02 December 2014 18 May 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 02 December 2014 18 May 2018