SFC Licences of QUEK Lye King Royston 郭來欽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 14 June 2022 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 25 February 2019 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 28 September 2018 | 25 February 2019 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 28 September 2018 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 02 December 2014 | 18 May 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 December 2014 | 18 May 2018 |