SFC Licences of WANG Yu 王玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 28 October 2019 | 07 October 2021 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 28 October 2019 | 07 October 2021 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 18 September 2018 | 12 August 2019 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 18 September 2018 | 12 August 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 16 January 2017 | 11 August 2018 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 15 December 2014 | 13 January 2017 |