SFC Licences of WANG Yu 王玉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 4 16 January 2017 11 August 2018
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司
RE 4, 9 28 October 2019 07 October 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 18 September 2018 12 August 2019
BOCI Research Limited 中銀國際研究有限公司
RE 4 15 December 2014 13 January 2017