SFC Licences of ZHANG Ruolan 張若蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 11 January 2023 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 24 November 2017 | 11 May 2020 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 30 October 2017 | 11 May 2020 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 21 September 2017 | 11 May 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 17 December 2014 | 07 September 2017 |