SFC Licences of TAN Xiaoxiong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 29 August 2022 | |
| AXA Investment Managers Chorus Limited | RE | 9 | 07 September 2018 | 27 June 2022 |
| AXA Investment Managers Chorus Limited | RE | 5 | 07 September 2018 | 27 June 2022 |
| AXA Investment Managers Chorus Limited | RE | 4 | 07 September 2018 | 27 June 2022 |
| AXA Investment Managers Chorus Limited | RE | 1 | 23 August 2018 | 27 June 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 22 December 2014 | 09 August 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 December 2014 | 09 August 2018 |