SFC Licences of LEE Andrew

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 23 May 2022
Merrill Lynch Far East Limited RE 1 23 May 2022
Merrill Lynch (Asia Pacific) Limited RE 1 23 May 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 May 2020 18 February 2022
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 02 January 2015 31 March 2020