SFC Licences of TAO Xiaozhuo 陶晓卓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 20 September 2021 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 20 September 2021 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 20 September 2021 | 26 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 20 September 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 September 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 September 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 June 2018 | 13 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 June 2018 | 13 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 June 2018 | 13 July 2021 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 23 January 2015 | 23 May 2018 |