SFC Licences of LI Yong 李勇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SDG Securities (HK) Limited 山金證券(香港)有限公司	RO	4	14 November 2022	31 December 2023
SDG Securities (HK) Limited 山金證券(香港)有限公司	RO	1	14 November 2022	31 December 2023
SDG Securities (HK) Limited 山金證券(香港)有限公司	RE	5	14 November 2022	31 December 2023
SDG Securities (HK) Limited 山金證券(香港)有限公司	RE	2	14 November 2022	31 December 2023
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司	RO	4	21 February 2022	31 December 2023
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司	RE	9	21 February 2022	31 December 2023
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司	RE	4	07 February 2022	21 February 2022
SDG Securities (HK) Limited 山金證券(香港)有限公司	RO	4	04 May 2021	31 December 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司	RO	1	04 May 2021	31 December 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司	RE	4	09 February 2021	04 May 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司	RE	1	09 February 2021	04 May 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司	RE	5	30 June 2020	31 December 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司	RE	2	30 June 2020	31 December 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司	RO	4	30 June 2020	09 February 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司	RO	1	30 June 2020	09 February 2021
SDG Securities (HK) Limited 山金證券(香港)有限公司	RE	1	17 January 2019	30 June 2020
SDG Futures (HK) Limited 山金期貨(香港)有限公司	RE	2	17 January 2019	29 October 2019
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司	RE	9	01 December 2016	01 January 2019
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司	RE	4	01 December 2016	01 January 2019
Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司	RE	9	15 January 2015	30 September 2015