SFC Licences of YU Xue 于雪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 30 October 2017 | 08 June 2018 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 22 September 2017 | 08 June 2018 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 14 May 2015 | 16 June 2017 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 14 May 2015 | 16 June 2017 |