SFC Licences of LI Xiate 李夏特
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | RE | 4 | 21 October 2022 | |
| Brookfield Advisors (Hong Kong) Limited | RE | 1 | 21 October 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 10 February 2015 | 20 October 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 February 2015 | 20 October 2015 |