SFC Licences of LIN Han 林翰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 20 June 2019 | 23 June 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 25 February 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 03 March 2015 | 18 December 2016 |