SFC Licences of XIAO Jialong 肖嘉隆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 12 September 2023 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 12 September 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 27 July 2021 | 09 June 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 27 July 2021 | 09 June 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 27 July 2021 | 09 June 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 26 May 2015 | 28 April 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 26 May 2015 | 28 April 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 May 2015 | 28 April 2021 |