SFC Licences of LIN Hao 林浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 16 December 2020 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 07 December 2020 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 07 December 2020 | |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 07 November 2017 | 16 November 2020 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 07 November 2017 | 16 November 2020 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 08 April 2015 | 16 June 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 08 April 2015 | 16 June 2017 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 08 April 2015 | 16 June 2017 |