SFC Licences of CHAN Lester Wang Hei 陳宏晞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 9 | 04 October 2021 | 18 March 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 4 | 04 October 2021 | 18 March 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 03 February 2021 | 18 March 2022 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 | RE | 9 | 27 December 2018 | 19 March 2020 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 | RE | 4 | 27 December 2018 | 19 March 2020 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 04 May 2015 | 05 December 2018 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 04 May 2015 | 05 December 2018 |