SFC Licenceholders of CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司
- wlamcomp@cmbwinglungam.com
- Website
- www.cmbwinglungbank.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Ching Yi, Cindy 陳靜儀 | RE | 9 | 02 October 2013 | 17 August 2015 |
CHAN Lester Wang Hei 陳宏晞 | RE | 9 | 27 December 2018 | 19 March 2020 |
CHAN Lester Wang Hei 陳宏晞 | RE | 4 | 27 December 2018 | 19 March 2020 |
CHEN John Po-chuan 陳柏全 | RE | 9 | 11 October 2012 | 12 January 2014 |
CHEN Wenzhi 陳文質 | RO | 4 | 01 December 2020 | 14 April 2022 |
CHEN Wenzhi 陳文質 | RO | 9 | 04 January 2018 | 14 April 2022 |
CHEN Wenzhi 陳文質 | RE | 9 | 24 August 2016 | 04 January 2018 |
CHEN Yonghao 陳永浩 | RE | 9 | 22 October 2020 | 30 June 2022 |
CHEN Yonghao 陳永浩 | RE | 4 | 22 October 2020 | 30 June 2022 |
DING QIAN 丁茜 | RE | 4 | 08 February 2024 | |
DING QIAN 丁茜 | RE | 9 | 08 February 2024 | |
FONG Kwun Wai, Matthew 方貫威 | RO | 9 | 08 June 2021 | 31 March 2022 |
FONG Kwun Wai, Matthew 方貫威 | RO | 4 | 08 June 2021 | 31 March 2022 |
FONG Kwun Wai, Matthew 方貫威 | RE | 9 | 07 May 2021 | 08 June 2021 |
FONG Kwun Wai, Matthew 方貫威 | RE | 4 | 07 May 2021 | 08 June 2021 |
FONG Kwun Wai, Matthew 方貫威 | RO | 9 | 17 April 2018 | 24 August 2018 |
FONG Kwun Wai, Matthew 方貫威 | RE | 9 | 15 November 2016 | 17 April 2018 |
GAO Hong 高宏 | RO | 9 | 29 August 2012 | 01 February 2020 |
GAO Peng 高鵬 | RE | 9 | 29 December 2021 | 16 January 2023 |
GAO Peng 高鵬 | RE | 4 | 29 December 2021 | 16 January 2023 |
GONG Xiangrui 龚翔瑞 | RE | 4 | 17 January 2022 | 16 February 2024 |
GONG Xiangrui 龚翔瑞 | RE | 9 | 17 January 2022 | 16 February 2024 |
HUI Hang Wui 許幸滙 | RE | 9 | 03 May 2018 | 23 August 2018 |
IP Woon Lai 葉煥禮 | RO | 9 | 29 September 2016 | 17 May 2017 |
IP Woon Lai 葉煥禮 | RE | 9 | 22 July 2016 | 29 September 2016 |
KIM George Jay 金教泉 | RO | 9 | 22 February 2012 | 29 June 2014 |
KUNG Chi Ming 龔志明 | RO | 4 | 19 July 2018 | 30 December 2022 |
LAU Lik Alaric 劉力 | RO | 4 | 19 July 2018 | 21 September 2021 |
LAU Lik Alaric 劉力 | RO | 9 | 21 March 2017 | 21 September 2021 |
LAU Lik Alaric 劉力 | RE | 9 | 30 August 2016 | 21 March 2017 |
LAW Choon Hwee 劉春慧 | RE | 9 | 06 August 2012 | 17 October 2014 |
LEE James Morris | RE | 9 | 28 September 2012 | 01 May 2014 |
LI UEN HUNG AMY 李宛虹 | RE | 9 | 15 June 2023 | |
LI UEN HUNG AMY 李宛虹 | RE | 4 | 15 June 2023 | |
LI Yimiao 李逸邈 | RE | 9 | 20 May 2016 | 20 April 2018 |
LI Zongyi 李宗沂 | RO | 9 | 22 February 2012 | 20 August 2015 |
LIU Chang 劉暢 | RE | 4 | 14 February 2024 | |
LIU Chang 劉暢 | RE | 9 | 14 February 2024 | |
LIU Shuojia 劉朔甲 | RO | 9 | 31 August 2022 | |
LIU Shuojia 劉朔甲 | RO | 4 | 31 August 2022 | |
LIU Shuojia 劉朔甲 | RE | 4 | 05 August 2022 | 31 August 2022 |
NG Wang To 吳宏圖 | RO | 9 | 04 June 2015 | 19 June 2015 |
NG Wang To 吳宏圖 | RE | 9 | 04 March 2015 | 04 June 2015 |
PAN Yuanji 潘元濟 | RE | 9 | 20 October 2021 | 25 April 2022 |
PAN Yuanji 潘元濟 | RO | 4 | 25 April 2022 | 31 August 2022 |
PAN Yuanji 潘元濟 | RO | 9 | 25 April 2022 | 31 August 2022 |
PAN Yuanji 潘元濟 | RE | 4 | 20 October 2021 | 25 April 2022 |
PANG San Hon 彭新瀚 | RE | 9 | 31 August 2023 | |
PANG San Hon 彭新瀚 | RE | 4 | 31 August 2023 | |
QIU YUN 邱韵 | RE | 4 | 28 August 2023 | |
QIU YUN 邱韵 | RE | 9 | 28 August 2023 | |
SHENG Hetai 盛和太 | RO | 4 | 13 August 2021 | |
SHENG Hetai 盛和太 | RO | 9 | 02 July 2021 | |
SHIH Pui Ying 施佩瑛 | RE | 9 | 24 May 2016 | 01 November 2021 |
SUN Congshi 孫聰士 | RE | 9 | 31 May 2022 | 13 October 2023 |
SUN Congshi 孫聰士 | RE | 4 | 31 May 2022 | 13 October 2023 |
SUN Jianfu 孫健夫 | RE | 4 | 14 June 2023 | |
SUN Jianfu 孫健夫 | RE | 9 | 14 June 2023 | |
TAM Chung Him 談仲騫 | RO | 9 | 27 May 2016 | 01 December 2016 |
TAM Chung Him 談仲騫 | RE | 9 | 28 July 2015 | 27 May 2016 |
WANG Feifei 王菲菲 | RO | 9 | 06 January 2015 | 17 May 2016 |
WANG Feifei 王菲菲 | RE | 9 | 06 August 2012 | 06 January 2015 |
WANG Yi Peng 王亦蓬 | RO | 9 | 07 July 2020 | 17 August 2020 |
WANG Yi Peng 王亦蓬 | RO | 4 | 27 August 2019 | 17 August 2020 |
WANG Yi Peng 王亦蓬 | RE | 9 | 16 August 2018 | 07 July 2020 |
WANG Yi Peng 王亦蓬 | RE | 4 | 16 August 2018 | 27 August 2019 |
WU Yiping 吴怡平 | RE | 4 | 20 April 2022 | 06 November 2023 |
WU Yiping 吴怡平 | RE | 9 | 20 April 2022 | 06 November 2023 |
YU Tak Yin 余德賢 | RE | 9 | 22 May 2015 | 30 June 2015 |
ZENG Baodong 曾寶冬 | RE | 9 | 24 August 2022 | |
ZENG Baodong 曾寶冬 | RE | 4 | 24 August 2022 | |
ZENG Shiru 曾詩茹 | RE | 9 | 09 July 2020 | 30 September 2021 |
ZENG Shiru 曾詩茹 | RE | 4 | 09 July 2020 | 30 September 2021 |
ZHANG Borui 張博睿 | RE | 4 | 12 September 2023 | |
ZHANG Borui 張博睿 | RE | 9 | 12 September 2023 | |
ZHANG Heng 張恆 | RE | 4 | 21 October 2022 | 24 March 2023 |
ZHANG Heng 張恆 | RE | 9 | 21 October 2022 | 24 March 2023 |
ZHANG Heng 張恆 | RO | 4 | 24 March 2023 | 24 September 2023 |
ZHANG Heng 張恆 | RO | 9 | 24 March 2023 | 24 September 2023 |
ZHANG Sijia 張思嘉 | RE | 9 | 15 June 2022 | 15 February 2023 |
ZHANG Sijia 張思嘉 | RE | 4 | 15 June 2022 | 15 February 2023 |
ZHENG Xiaohong 鄭晓紅 | RE | 9 | 14 December 2020 | 11 October 2021 |
ZHENG Xiaohong 鄭晓紅 | RE | 4 | 14 December 2020 | 11 October 2021 |
ZHUANG Weibin 庄偉斌 | RE | 9 | 06 August 2020 | 21 January 2022 |
ZHUANG Weibin 庄偉斌 | RE | 4 | 06 August 2020 | 21 January 2022 |