SFC Licences of KONG Hoi Shuen 江海旋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 9 | 12 October 2023 | |
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 4 | 12 October 2023 | |
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 1 | 12 October 2023 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 03 February 2021 | 09 July 2021 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 14 January 2021 | 09 July 2021 |
| Wynson Asset Management Limited 永昇資產管理有限公司 | RE | 4 | 26 August 2020 | 01 December 2020 |
| Matrix Securities Limited 矩陣證券有限公司 | RE | 1 | 03 January 2019 | 29 February 2020 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 May 2015 | 28 September 2018 |