SFC Licences of CHEN Sisi 陳絲絲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 14 May 2021 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 06 January 2021 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 06 January 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 May 2015 | 13 December 2020 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 May 2015 | 13 December 2020 |