SFC Licences of WONG Hoi Ka 黃凱嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cheung On Securities Limited 長安證券有限公司
RO 4, 9 02 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4, 9 13 May 2015 13 April 2018
Cheung On Securities Limited 長安證券有限公司
RO 1 02 March 2021 28 January 2022
Lion Global Financial Limited 獅瀚環球金融有限公司
RE 1 21 November 2018 15 January 2020
Lion Global Financial Limited 獅瀚環球金融有限公司
RE 4 31 October 2018 15 January 2020
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 03 May 2018 16 October 2018