SFC Licences of WONG Hoi Ka 黃凱嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cheung On Securities Limited 長安證券有限公司 |
RO | 4, 9 | 02 March 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 1, 4, 9 | 13 May 2015 | 13 April 2018 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | 1 | 02 March 2021 | 28 January 2022 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RE | 1 | 21 November 2018 | 15 January 2020 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RE | 4 | 31 October 2018 | 15 January 2020 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 4, 9 | 03 May 2018 | 16 October 2018 |