SFC Licences of IP Tsz King 葉子敬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 RE 9 15 September 2023
WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 RE 4 15 September 2023
WRise Prestige Securities Limited 昇世匯盈證券有限公司 RE 1 15 September 2023
WiseWings Capital Management Limited 睿晉資本管理有限公司 RE 9 01 April 2022 31 January 2023
WiseWings Capital Management Limited 睿晉資本管理有限公司 RE 4 01 April 2022 31 January 2023
WiseWings Capital Management Limited 睿晉資本管理有限公司 RE 1 01 April 2022 31 January 2023
One Heritage Capital Management Limited 太一資本管理有限公司 RE 9 15 April 2020 30 September 2021
One Heritage Capital Management Limited 太一資本管理有限公司 RE 4 15 April 2020 30 September 2021
Topaz Capital Management Limited 瑭明資本管理有限公司 RE 9 02 July 2019 31 March 2020
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 4 19 June 2019 31 March 2020
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 1 19 June 2019 31 March 2020
China Enterprise Capital Company Limited 華業金控資本有限公司 RE 6 04 February 2019 29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 4 15 March 2017 29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 1 15 March 2017 29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 9 15 March 2017 04 February 2019
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 03 November 2016 01 January 2017
Fairwin Broking Limited 海富證券有限公司 RE 1 30 August 2016 18 October 2016
GEO Securities Limited 智易東方證券有限公司 RE 1 12 June 2015 02 December 2015