SFC Licences of WONG Pui Shan 王佩珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 05 August 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 October 2018 | 17 March 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 31 October 2018 | 17 March 2021 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 12 January 2018 | 06 August 2018 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 12 January 2018 | 06 August 2018 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 10 June 2015 | 06 August 2018 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 10 June 2015 | 06 August 2018 |