SFC Licences of IP Kun Ming 葉貫明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 10 September 2020 | 05 June 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 10 September 2020 | 05 June 2022 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 15 February 2019 | 26 August 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 15 February 2019 | 26 August 2020 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 05 April 2016 | 25 January 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 July 2015 | 25 January 2019 |