SFC Licences of IP Kun Ming 葉貫明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 10 September 2020 05 June 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 10 September 2020 05 June 2022
Mason Securities Limited 茂宸證券有限公司
RE 1 15 February 2019 26 August 2020
Mason Futures Limited 茂宸期貨有限公司
RE 2 15 February 2019 26 August 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 05 April 2016 25 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 09 July 2015 25 January 2019