SFC Licences of NG Geoffrey Junxiong 吳駿雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 24 June 2020 | |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 05 June 2018 | 10 May 2020 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 05 June 2018 | 10 May 2020 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 26 May 2016 | 20 May 2018 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 26 May 2016 | 20 May 2018 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 21 March 2016 | 15 May 2016 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 1 | 21 March 2016 | 15 May 2016 |
| Altus Capital Limited 浩德融資有限公司 | RE | 6 | 24 July 2015 | 12 March 2016 |
| Altus Investments Limited | RE | 1 | 24 July 2015 | 12 March 2016 |