SFC Licences of TONG Ching Lam, Brian 湯正楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 | RO | 9 | 18 June 2024 | |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 | RO | 4 | 18 June 2024 | |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 | RE | 9 | 05 June 2023 | 18 June 2024 |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 | RE | 4 | 05 June 2023 | 18 June 2024 |
| EQT Partners Asia Limited | RE | 4 | 09 January 2018 | 30 September 2021 |
| EQT Partners Asia Limited | RE | 1 | 09 January 2018 | 30 September 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 09 December 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 30 July 2015 | 18 December 2016 |